Richard Minichino has spent 7 years in the securities industry and was most recently registered with Next Financial Group in New York, New York (2016-2018). Previous registrations include Wunderlich Securities, JP Morgan Securities, Chase Investment and David Lerner Associates.
According to his BrokerCheck report, Richard Minichino was recently terminated from his former employer and has received four unsatisfied judgments or liens.
In February 2018, Richard Minichino was terminated from his position at Next Financial Group following an internal review regarding trades in a client’s account “that appeared to be unsuitable.”
In November 2017, Illeana Gomez filed a judgment or lien totaling $44,390.10 against him. The judgment or lien remains outstanding according to FINRA records.
In August 2017, the New York Tax Commission filed a lien totaling $7,469 against him. The lien remains outstanding according to FINRA records.
In May 2017, the New York Tax Commission filed a lien totaling $6,402 against him. The lien remains outstanding according to FINRA records.
In February 2017, the New York Tax Commission filed a lien totaling $28,430.92 against him. The lien remains outstanding according to FINRA records.
Contact Our Firm if You’ve Invested with Richard Minichino
If you invested with Richard Minichino and believe you have lost money due to his misconduct, you may be able to file a claim to recover your losses through FINRA arbitration. For a free evaluation of your potential case by as securities attorney, please contact Silver Law Group.
Scott Silver is a former New York City securities defense attorney. Admitted to practice in New York and Florida, our lawyers represent New York investors in FINRA arbitration claims. Scott Silver has appeared at FINRA’s New York offices to represent investors in claims against many large and regional brokerage firms.
Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts. To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.