Vicente Davila has spent eight years in the securities industry and was most recently registered with Morgan Stanley in Houston, Texas (2016 – 2018). Previous registrations include Merrill Lynch and Barclays Capital.
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) state that former Texas-based Morgan Stanley broker/adviser Vicente Davila, who has received a customer dispute, was discharged from Morgan Stanley in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm.
According to his BrokerCheck report, he has received one customer complaint and was discharged from his former employer in connection to alleged rule violations.
In February 2018 a customer alleged Vicente Davila, while employed at Morgan Stanley Smith Barney, took a loan from the customer. The customer also alleged that “additional funds were missing from his account.” The customer is seeking unspecified damages in the pending complaint.
In February 2018 he was terminated from his position at Morgan Stanley Smith Barney in connection to he took an undisclosed loan from a customer and participated in conduct that involved “subsequent money transfers” from that customer’s account into a personal bank account held by him and his wife.
Contact Our Firm if You’ve Invested with Vicente Davila
If you invested with Vicente Davila and believe you have lost money due to his misconduct, you may be able to file a claim to recover your losses through FINRA arbitration. For a free evaluation of your potential case by as securities attorney, please contact Silver Law Group.
Stockbrokers stand in a position of trust to their clients who reveal intimate details about their financials. Stockbrokers should not be asking clients for loans or otherwise take money from an investor’s account. If your financial advisor has improperly taken money, you may be able to recover your losses through FINRA arbitration.
Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts. To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.