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Articles Posted in Broker Suspended and Fired

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Broker Paul McLellan Alexander, Jr. Fined, Suspended, and Fired

The Florida broker has been charged with numerous violations over the past three years The Financial Industry Regulatory Authority (FINRA) recently suspended broker Paul McLellan Alexander, Jr. after finding that he made transactions while exercising discretion, though he didn’t have written authorization from his clients. His firm reportedly hadn’t accepted…

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