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Articles Posted in Carlton E. Burton’s

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Carlton E. Burton’s Short Brokerage Career Ends in Permanent Bar by FINRA

Florida-based broker allegedly misappropriated funds while associated with two different member firms. Carlton E. Burton passed his Series 7 General Securities Representative Exam in October 2014. He passed his Series 66 Uniform Combined State Law Examination in June 2015. And in February 2016, Burton was permanently barred from associating with…

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