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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in F-Squared

Updated:

Transamerica’s $97M Refund

The SEC has ordered four entities of Transamerica to refund $97 million to investors after discovering that faulty investment models used for fund management didn’t work as it was purported. Aegon USA Investment Management, operating through Transamerica Asset Management, Transamerica Capital, Inc. and Transamerica Financial Advisors, discovered the model’s inconsistencies,…

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