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Articles Posted in Failure to Disclose Leads

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Scott Matthews Barred From FINRA Due to Failure to Disclose Leads

Customer disputes led to his discharge from last employer According to the FINRA BrokerCheck website, Scott Frederick Matthews, a financial adviser for 22 years, led a relatively quiet career before a string of several customer disputes in the past two years. Prior to June 2013, Matthews had been involved in…

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