A National Securities Arbitration & Investment Fraud Law Firm
He allegedly stole almost $300,000 from an elderly client Earlier this month, Roger Kroeger was arrested in Broward County on several charges after a former client of his accused him of stealing $290,000 from her investment account. Kroeger had been an advisor with INVEST Financial Corporation in Fort Lauderdale. The…
Misconduct is an unfortunate reality of the securities industry, but knowing your rights is imperative to taking swift action when a dispute arises When it comes to working with financial advisors, it’s essential to know your rights. Many financial advisors do not have the best interests of their clients at…