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A National Securities Arbitration & Investment Fraud Law Firm

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Jon Cox Barred From Securities Industry After FINRA Launches Investigation

Investigation follows termination from LPL Financial Jon Lawrence Cox, who has been in the securities industry since June 1990, according to FINRA documents, has been barred as of April 29 after allegedly failing to respond to three written requests from FINRA to provide information to aid an investigation into allegations…

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