Close

A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Fined and Censured by FINRA

Updated:

Oriental Financial Services Fined and Censured by FINRA After Alleged Withholding Information

The firm accepted sanctions including $50,000 fine Oriental Financial Services was recently fined in the conclusion of a FINRA investigation alleging that the corporation withheld documents and information regarding a 2011 customer dispute in FINRA arbitration. Based in Puerto Rico, OFS also works for investors in Florida, Washington, D.C., New…

Contact Us
Start Chat