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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in FINRA Scrutiny

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Timothy DiBlasi Under FINRA Scrutiny for Lack of Compliance Supervision

Disciplinary action is pending as DiBlasi’s involvement in the sale of over 74 million shares of unregistered stock is investigated After 11 years in the securities industry, Timothy D. DiBlasi may be facing a FINRA disciplinary action for his alleged involvement in the sale of more than 74 million unregistered…

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