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Articles Posted in FINRA Suspends Broker

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FINRA Suspends Broker John Valliades After Allegations of Purchasing Investments Without Sufficient Authorization

Valliades was also routinely accused of churning by former customers According to the Financial Industry Regulatory Authority (FINRA), New York Broker John Valliades was involved in a regulatory dispute that occurred while he was employed with Petersen Investments, Inc., in New York, NY. FINRA also reports that Valliades “consented to…

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