Close

A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Hilliard Lyons

Updated:

Broker Michael B. Barnett Allegedly Invests Client Funds in Speculative Securities

Michael Barnett (CRD #5792242) is a currently registered broker and investment advisor working with J.J.B. Hilliard, W.L. Lyons, LLC of Marion, IL (CRD #453). He has been with Hilliard Lyons since 2012. Previously, Barnett was registered with Edward Jones (CRD #250) of Herrin, IL. He has been in the industry…

Updated:

Silver Law Group is Investigating Christopher Bennett of Hilliard Lyons

A Financial Industry Regulatory Authority (FINRA) arbitration panel awarded a customer of Christopher Bennett of Hillard Lyons damages of $445,000 after the claimant alleged Bennett engaged in breach of fiduciary duty, unauthorized trading, suitability, churning, misrepresentation, omission of facts, common law negligence, fraud, failure to supervise, common law negligent supervision…

Contact Us
Start Chat