Jackie Divono Wadsworth (CRD #2342163) is a former registered broker and currently registered investment advisor whose last employer was IMS SECURITIES, INC. (CRD #35567) of Houston, TX. She worked for IMS since 1994, and the firm was expelled by FINRA on 9/04/2018. Previously, she worked for Retirement Investment Group (CRD…
Articles Posted in IMS Securities
Michigan-based IMS Securities Broker Beth Debouvre Under Investigation For Unsuitable Investment Recommendations and Breach of Fiduciary Duty
Beth A. Debouvre CRD#3176483 Silver Law Group is investigating former Grosse Pointe Farms, Michigan-based IMS Securities broker Beth Debouvre after multiple customer allegations of breach of fiduciary duty and unsuitable investment recommendations were received by FINRA. According to FINRA’s BrokerCheck report on Debouvre, a complaint was filed in September of…
IMS Securities Broker Michael J. Spears Under Investigation Over Non-traded REIT Unsuitability Allegations
Silver Law Group is investigating Houston, Texas-based IMS Securities Inc. (CRD# 35567) broker Michael J. Spears (CRD# 4501523) after two (2) customers filed complaints against Spears regarding non-traded REITs. According to Spears’ FINRA BrokerCheck report, two customers filed complaints against Spears in 2016. The first, in August 2016, alleges negligence,…