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Articles Posted in Jon Pariser

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FINRA Bars Jon Pariser After Allegations Of Customer Referrals To Unregistered Individual

Our attorneys currently represent customers of Jon Pariser against Independent Financial Group for losses related to First Nationle Solution. Jon Richard Pariser (CRD #2755015) is a former registered broker whose last employer was Independent Financial Group, LLC (CRD #7717) of Pacific Grove, CA. His previous employers include SWS Financial Services,…

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Silver Law Group and the Law Firm of David R. Chase Files a Second FINRA Arbitration Claim Against Independent Financial Group Concerning Selling Away Claims

Silver Law Group and The Law Firm of David R. Chase have filed their second FINRA arbitration claim against Independent Financial Group alleging its broker recommended the services of an individual who was running a Ponzi scheme. According to the securities arbitration complaint, the Claimant’s elderly father became a client…

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Silver Law Group and Law Firm of David R. Chase File Case Against Independent Financial Group for Selling Away

Silver Law Group and The Law Firm of David R. Chase filed a FINRA arbitration claim against Independent Financial Group, a securities firm, after its broker improperly recommended the services of an individual who the SEC claims was engaged in a Ponzi scheme. The statement of claim alleges the Claimant…

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