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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Member Firms

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FINRA’s New Rule Requires Member Firms’ Websites to Link to BrokerCheck Reports

Financial regulatory authority making it even easier for investors to access broker and firm histories As of June 6th, 2016, FINRA member firms are required to place a link on their website to their BrokerCheck reports. This gives potential clients and investors more information than ever before about the brokers…

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