A National Securities Arbitration & Investment Fraud Law Firm
David Krumrey (CRD #4121845) was employed by Oppenheimer & Co, Inc. from March 2009 through September 2017. Previous employment included Stanford Group Company from January to March 2009 and Merrill Lynch, Pierce, Fenner & Smith Inc. from March 2000 to Jan 2009. Krumrey is barred from association with an FINRA…
David W Krumrey CRD#4121845 Silver Law Group is investigating The Woodlands, Texas-based Oppenheimer & Co broker David Krumrey following a customer complaint alleging unauthorized trading, According to FINRA’s BrokerCheck report on Krumrey, a complaint was received in October of 2017 alleging that Krumrey had engaged in unsuitable trading relating to…
Daniel H Morris (CRD#1046760) Silver Law Group is reviewing former Connecticut-based Oppenheimer & Co broker Daniel H Morris after a customer filed a $900,000 FINRA arbitration against him. According to Morris’s FINRA BrokerCheck report, a customer filed a FINRA arbitration complaint in March of 2017 against Morris’s alleging unsuitability for…
Silver Law Group is investigating Boca Raton, Florida-based Revere Securities LLC (CRD# 14178) broker Brett S. Murphy (CRD# 2434384) over allegations that Murphy excessively traded unit investment trusts (“UITs”) in a customer’s account. According to Scott’s FINRA BrokerCheck report, a customer filed a complaint against Scott alleging Scott churned the…
FINRA permanently barred Darrell Raymond after Raymond failing to respond to a request by FINRA for information. Raymond worked at Oppenheimer & Co, Inc. from March 2013 until February 2014. Prior to Oppenheimer, he was at Dinosaur Securities and Next Financial Group. Silver Law Group represents investors in securities and…