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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in private securities transactions

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John Galinsky of First Dominion Capital Corp.

John Galinsky (CRD #1513926) has been employed with First Dominion Capital since November 2017. Previous employment includes National Securities Corporation from January 2012 to November 2017, Fintegra LLC from January 2010 to December 2011 and Advanced Equities from November 1999 to October 2009. Galinsky was fined $7,500 and suspended from…

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Former Securities America Broker Judith Woodhouse Permanently Barred by FINRA

Judith Woodhouse, a former broker at Securities America, was permanently barred by FINRA for association with any FINRA member in any capacity for failing to respond to FINRA’s request for information.   Woodhouse worked for Securities America from December 2008 through February 2013 and then again from July 2013 through September…

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