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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in scott silver UBS Financial Services

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FINRA Bars Broker John Maccoll After Fraud Allegations

Former UBS broker John Maccoll (CRD #839441) has been indefinitely barred from affiliation with any FINRA member in any capacity as of 07/02/2018. His most recent employer was UBS Financial Services Inc. (CRD #8174) of Birmingham, MI. Previously, he was employed with Morgan Stanley DW Inc. (CRD #7556) of Purchase,…

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