Close

A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Selling Securities

Updated:

Former Broker Christopher Paul is Banned from Selling Securities

The broker had been involved in several customer disputes Christopher Paul’s 14-year career as a broker is over. In November of 2016, the Financial Industry Regulatory Authority (FINRA) permanently banned him because he did not respond when the agency contacted him for information. Paul has had many customer complaints against…

Contact Us
Start Chat