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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Unpaid Securities Arbitration

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How FINRA’s Handling the Problem of Unpaid Securities Arbitration Awards

Millions of dollars in awards go unpaid by defunct brokerage firms, boiler rooms, and unscrupulous brokers—what is FINRA doing to address this growing issue? A recent report from the Public Investors Arbitration Bar Association (PIABA) says that 75 awards (approximately one third of all money awarded to clients in FINRA…

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