Articles Posted in Wells Fargo Advisors Financial Network

Silver Law Group is investigating former Las Vegas, Nevada-based Wells Fargo Advisors Financial Network, LLC (CRD# 11025) broker Donald S. Toomer (CRD# 2842723) after he was discharged by Wells Fargo and named in an SEC and criminal complaint over allegations that he sold microcap stocks to his customers in exchange…

Silver Law Group is investigating former San Francisco, California-based broker Stephen D. Grant (CRD# 2447319) after FINRA permanently barred him. According to Grant’s FINRA BrokerCheck report, FINRA permanently barred Grant from acting as a broker or otherwise associating with firms that sell securities to the public after Grant failed to…