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Articles Posted in William Siegel Discharged

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Broker William Siegel Discharged by Morgan Stanley and Permanently Barred by FINRA

Allegations of churning, unsuitability, and questionable exercise of discretion surround barred broker. William Siegel began his securities industry career in 2001 with Citigroup Global Markets Inc. in New York. Shortly after moving to Morgan Stanley & Co. in 2007, Siegel received his first complaint arising out of the sale of…

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