A National Securities Arbitration & Investment Fraud Law Firm
Silver Law Group Managing Partner Scott Silver was again quoted in Investment News regarding the new charges by the SEC against the alleged real estate investment company Woodbridge. “I think these types of investments are a massive problem, and it’s bigger than people give credence to,” Mr. Silver said. “Look…
We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Peter D. Holler. FINRA suspended Holler from the securities industry for two years, fined him $10,000, and ordered him to disgorge $49,790 in commissions for selling Woodbridge Investments. FINRA was investigating Holler regarding allegations that he engaged…
Alan New has been registered with NYLife Securities LLC in Fort Wayne, IN from 2004 to August 2016. According to his BrokerCheck Report, New has been the subject of five customer complaints in 2018. April 2018. “Plaintiff alleges that material facts and the risks associated with an unregistered investment purchased…
Frank Dietrich was registered with Quest Capital Strategies, Inc. in Lake Forest, California from March 2013 to April 2018, when he was terminated regarding, “Failure to fully disclose outside business activities and sale of unapproved product.” Dietrich sold Woodbridge notes to multiple investors. Dietrich has been the subject of six…