Robert Abramowitz (CRD #4437589) is a currently registered broker and investment advisor employed with National Securities Corporation (CRD #7569) of Melville, NY. Previous employers include Oppenheimer & Co. Inc. (CRD #249) of Jericho, NY, Raymond James Financial Services, Inc. (CRD #6694) of Garden City, NY, and Wells Fargo Advisors, LLC (CRD #19616) of Great Neck, NY. He has been in the industry since 2001.
A previous customer dispute was filed on 3/28/2018, alleging that from 7/26/2011 – 4/11/2016, her investment objectives and risk tolerance were incorrectly state on her new account documentation. Additionally, the client alleged that her investments were unsuitable and were “misrepresented to her.” The client requested damages of $149,236.86, and the firm settled for $75,000.
The third customer dispute was filed on 12/19/2016, alleging “negligence, breach of fiduciary duty, breach of contract, material misrepresentations, omissions and failure to supervise.” This client requested damages of $170,000; the firm settled for $40,000. However, Abramowitz claims that he was not a party to this arbitration, only the firm (Raymond James) is. Abramowitz was not named in the arbitration.
Silver Law Group represents investors in securities and investment fraud cases. Our securities arbitration attorneys are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. Most cases handled on a contingent fee basis. This means that you won’t pay legal fees unless we are successful. Call us toll free at 800-975-4345, or use our online contact form to get in touch.