Two brokers, Fernando L. Arevalo and Jimmy E. Caballero, were permanently barred from the securities industry by FINRA in 2013, for allegedly stealing $300,000 from an elderly widow with diminished mental capacity.
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A National Securities Arbitration & Investment Fraud Law Firm
Two brokers, Fernando L. Arevalo and Jimmy E. Caballero, were permanently barred from the securities industry by FINRA in 2013, for allegedly stealing $300,000 from an elderly widow with diminished mental capacity.