FINRA Disciplinary Actions

FINRA Suspends Registered Individuals in August 2017 for Violations of FINRA Rules

November 30, 2017 | Silver Law Group

According to FINRA Disciplinary actions for August 2017, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Chad Michael Anderson	Farmers Financial Solutions, LLC
Nicolas Esteban Arango	Joseph Stone Capital LLC
Nicolas Esteban Arango	Rockwell Global Capital LLC
Leonardo S. Araujo	TD Ameritrade, Inc.
Leonardo S. Araujo	Edward Jones
Michael Biggs	Merrill Lynch, Pierce, Fenner & Smith Inc
Michael Biggs	J.P. Morgan Securities LLC
Steven Eugene Bonner	Principal Securities, Inc.
Steven Eugene Bonner	Princor Financial Services Corp
Thomas Joseph Borruso	LPL Financial LLC
Thomas Joseph Borruso	Rockwell Global Capital, LLC
Shawn Evan Burns	Salomon Whitney Financial
Shawn Evan Burns	Cape Securities Inc.
Brian M. Cain	Edward Jones
Brian M. Cain	Primevest Financial Services, Inc.
Jaime Renato Cerda
Steven Gary Dash	Hallmark Investments, Inc.
Steven Gary Dash	GunnAllen Financial, Inc.
Diane Lee Dubshinski	Cape Securities Inc.
Diane Lee Dubshinski	1^st Discount Brokerage, Inc.
Christopher Anthony Fernan	Salomon Whitney Financial
Christopher Anthony Fernan	Rockwell Global Capital LLC
Mark Joseph Flanagan	Citigroup Global Markets Inc.
Mark Joseph Flanagan	Wells Fargo Advisors, LLC
Yohandy Gonzalez	J.P. Morgan Securities LLC
Yohandy Gonzalez	AXA Advisors, LLC
Maria Cecilia Yumang Hoason	J.P. Morgan Securities LLC
Bettye Clements Hays	Principal Securities, Inc.
Bettye Clements Hays	MetLife Securities Inc.
David Travis Hicks III	Allstate Financial Services, LLC
David Russell Kondracke	Merrill Lynch, Pierce, Fenner & Smith Inc
David Russell Kondracke	Advest, Inc.
Issei Kubota	Citigroup Global Markets Inc.
Danielle Lamb
Shawn Brett Larkin	Fidelity Brokerage Services LLC
Dale Anne Luce	RBC Capital Markets, LLC
Dale Anne Luce	UBS Financial Services Inc.
Jacob Richard Luithle	Pruco Securities, LLC
Jacob Richard Luithle	NYLife Securities LLC
Susan V. Magann
Kenneth P. Mulvaney	MHA Financial Corp
Sharon Theresa Noonan	Allstate Financial Services, LLC
Sharon Theresa Noonan	Prudential Securities Inc
Lawrence Lee Olivas, Jr.	Wells Fargo Advisors, LLC
Marc Harold Pearl	Wells Fargo Advisors, LLC
Marc Harold Pearl	LPL Financial LLC
Gerald Edward Peterson	Farmers Financial Solutions, LLC
Douglas A. Rabess	NYLife Securities LLC
Christopher Peter Rose	State Farm VP Management Corp.
Florence Santiago
Matthew Patrick Seemann	Wells Fargo Clearing Services, LLC
Matthew Patrick Seemann	Morgan Stanley Smith Barney
Elizabeth Eunyung Skillman	LPL Financial LLC
Elizabeth Eunyung Skillman	TD Ameritrade, Inc.
Scott Ellis Stacke	William Blair & Company LLC
Jon William Stagnone	Fidelity Brokerage Services LLC
Jon William Stagnone	State Street Research Investment Services, Inc.
Nancy Todd
Robert C. Tsai	E*Trade Securities LLC
Robert C. Tsai	TD Ameritrade, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

FINRA Suspends Registered Individuals in August 2017 for Failing to Comply with FINRA Rules

November 30, 2017 | Silver Law Group

According to FINRA Disciplinary actions for August 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Clifford Eugene Alexander III	Summit Brokerage Services, Inc.
	Cantella & Co., Inc.
Steven Preston Alexander	Citizens Securities, Inc.
	CUNA Brokerage Services, Inc.
Jason Edward Anderson	Wilbanks Securities, Inc.
	Impact Financial Consulting, LLC


Lawrence Allen Banks	PFS Investments Inc.
	EKN Financial Services Inc.
Chad Ryan Barancyk	SII Investments, Inc.
	First Allied Securities, Inc.
Jimmie Dean Canole	LaSalle St. Securities, LLC
	Brewer Financial Services, LLC
Jeremiah Jens Charlson	Wells Fargo Advisors, LLC
	Edward Jones


Matthew DiGregorio	Aegis Capital Corp.
	J.D. Nicholas & Associates, Inc.
Philip Orezio Fatta	Spartan Capital Securities, LLC
	Blackook Capital, LLC
Thomas M. Fayad	Oppenheimer & Co. Inc.
	UBS Financial Services Inc.
Jeanne Michelle Fisher	Summit Brokerage Services, Inc.
	Cantella & Co., Inc.
Gregory Flemming Jr.	Salomon Whitney Financial
	Rockwell Global Capital LLC
Robert Furciato, Jr.	Ameriprise Financial Services, Inc.
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Michael Dennis Hampton	LPL Financial LLC
	Ameriprise Financial Services, Inc.
Jeffrey Scott Ickes	Ameriprise Financial Services, Inc.
	Morgan Stanley Smith Barney
Omar Tyrone Jeanty	Spartan Capital Securities, LLC
	Primary Capital, LLC
Erik Robert Kneip	LPL Financial LLC
	Stratos Wealth Partners
Jerome Scott Krause	First Heartland Capital, Inc.
	Thrivent Investment Management Inc.
Michael Scott Lavolpe	Meyers Associates, L.P.
David William Locy	Brookstone Securities, Inc.
	Archer Alexander Securities Corporation
Elvin J. Lopez	Legend Securities, Inc.
	Worden Capital Management LLC
Mary Helen Caprice Mallett	Independent Financial Group
	Morgan Stanley Smith Barney
Devon Coulin McLean	Questar Capital Corporation
	USAllianz Securities, Inc.
James William Mewborn	Principal Securities, Inc.
	Cambridge Investment Research, Inc.
Clifford Paul Murray, M.D.	Newport Coast Securities, Inc.
	Empire Asset Management Company
Gary Walter Oliphant	Ameriprise Financial Services, Inc.
	Ameriprise Advisor Services, inc.
Clifford Alan Schwartz	Westpark Capital, Inc.
	The GMs Group , LLC
Michael James Terry	Ameriprise Financial Services, Inc.
	Suntrust Investment Services, Inc.
Antony Lee Turbeville	Brookstone Securities, Inc.
	Archer Alexander Securities Corporation
Douglas Stuart Veitch, Sr.	Wilbanks Securities, Inc.
	Woodbury Financial Services, Inc.
Everett Scoville Walker, Jr.
Patrick Justin White, Sr.	Laidlaw & Company (UK) Ltd.
	BlackBook Capital LLC
John Frederick Wolle	Sinclair & Company, LLC
	54 Freedom Securities Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

In August 2017, FINRA Barred Registered Individuals for Failure to Comply with FINRA Rules

November 30, 2017 | Silver Law Group

According to FINRA Disciplinary actions for August 2017, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Dimitris Alifragis
Alonza Barnett, Jr.	Ameritas Investment Corp.
Alonza Barnett, Jr.	Dachtler Wealth Management
Amalia Bocanegra
Christopher Canale
Nenita Blas Causing	Transamerica Financial Advisors, Inc.
Nenita Blas Causing	World Group Securities, Inc.
Wilson Chung	J.P. Morgan Securities LLC
Kenneth Paul Collins, Jr.	Union Capital Company
Kenneth Paul Collins, Jr.	Money Concepts Capital Corp
Laura Johnson Craven	State Farm VP Management Corp.
Sebastian Joshua Dimond	Vanguard Marketing Corporation
Sebastian Joshua Dimond	Wells Fargo Investments, LLC
Edwin Waite Duguie, Jr.
Megan Eilers	Wells Fargo Advisors, LLC
Megan Eilers	First Clearing, LLC
Felicia Anne Figueroa
Nicholas C. Gallo	Cova Capital Partners LLC
Nicholas C. Gallo	Legend Securities, Inc.
David Monroe Hawkes	Transamerica Financial Advisors, Inc.
David Monroe Hawkes	World Group Securities, Inc.
Richard Michael Jones	NYLife Securities LLC
Israel Jurkevicz	J.P. Morgan Securities LLC
Tika Justice
Jeffrey Timothy Kluge	Merrill Lynch, Pierce, Fenner & Smith Inc
John Bradford Leonard	Wells Fargo Advisors
John Bradford Leonard	Wachovia Securities, LLC
Jonathan Ryan Levano	J.P. Morgan Securities LLC
Christopher Russell McNamee	Dakota Securities International, Inc,
Christopher Russell McNamee	Sterling Financial Investment Group , Inc.
Rachel Marie Millyard	Infinex Investments, Inc.
Rachel Marie Millyard	Essex National Securities, LLC
Shayne Arlington Nelson	J.P. Morgan Securities LLC
David Ng	Merrill Lynch, Pierce, Fenner & Smith Inc
David Ng	Wells Fargo Securities, LLC
Darian Curtis Norris	Wells Fargo Advisors, LLC
Darian Curtis Norris	Northwestern Mutual Investment Services, LLC
Patrick John O’Brien	Transamerica Financial Advisors, Inc.
Patrick John O’Brien	World Group Securities, Inc.
Vivien Li Ching Ong	J.P. Morgan Securities LLC
Olateju Samson Oyeniyi
Robert A. Perconte	Summit Brokerage Services, Inc.
Robert A. Perconte	Ameriprise Financial Services, Inc.
Edward Daniel Prudencio	BBVA Securities Inc.
Edward Daniel Prudencio	J.P. Morgan Securities LLC
Raymond Jesus Rodriguez
William Edward Roe	Park Avenue Securities LLC
William Edward Roe	Crowell, Weedon & Co.
Nicholas Adel Somo	J.P. Morgan Securities LLC
Michael Allen Sparks	J.J.B. Hillard, W.L. Lyons, LLC
Michael Allen Sparks	DMG Securities, Inc.
Alec Michael Tracy	J.P. Morgan Securities LLC
Alec Michael Tracy	MMC Securities Crop.
Justin Martin West	J.P. Morgan Securities LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Registered Individuals Suspended in July 2017 by FINRA for Failing to Comply with FINRA Rules

November 29, 2017 | Silver Law Group

According to FINRA Disciplinary actions for July 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS


Thomas Michael DiLello, Jr.	LPL Financial LLC
	Atlantic Capital Advisors
Niaz Elmazi	Global Arena Capital Corp
	HFP Capital Markets LLC
James Benjamin Fellus	Spencer-Winston Securities Corporation
	Nexlend Capital Partners
Nancy Putnam Griffith	Wells Fargo Advisors, LLC
	Edward Jones
Brian Joseph Hagerman	Global Arena Capital Corp
	Equities Trading Corp
Justin Linwood Hendrick	Suntrust Investment Services, Inc.
	First Citizens Investor Services, Inc.
Robert Joseph Kerrigan, Sr.	First Financial Equity Corporation
	Personal Wealth Mgmt Group, Inc.
Brent Morgan Porges	Meyers Associates, LP
	Newbridge Securities Corporation
Scott Paul Strochak	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

FINRA Bars Registered Individuals in July 2017 for Failure to Comply with FINRA Rules

November 29, 2017 | Silver Law Group

According to FINRA Disciplinary actions for July 2017, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Ricardo Alonzo, Jr.
Jared Cody Artho	JP Morgan Securities LLC
Michael W. Benjamin	State Farm VP Management Corp
David William Beutler	Wells Fargo Advisors, LLC
David William Beutler	Prudential Securities Inc
Amanda Yvetter Burnett	Invest Financial Corporation
Joni Carrera
Charles Maxwell Cox	Wells Fargo Advisors, LLC
Charles Maxwell Cox	Chase Investment Services Corp
Aryton Pierce Haddad	TD Ameritrade, Inc.
Aryton Pierce Haddad	E*Trade Securities LLC
Scott William Hartman	Morgan Stanley
Scott William Hartman	Encore Financial Advisors, LLC
Chad Daniel Hornaday	AXA Advisors, LLC
Chad Daniel Hornaday	National Planning Corporation
John James Joseph Labrie	JP Morgan Securities LLC
John James Joseph Labrie	Chase Investment Services Corp
Derek James Longmuir	Advisors Asset Management, Inc.
Derek James Longmuir	First Trust Portfolios LP
Elijah Robert Maldonado	JP Morgan Securities LLC
Elijah Robert Maldonado	Chase Investment Services Corp.
David K. Mallet	Wunderlich Securities, Inc.
David K. Mallet	Stephens Inc.
Raymond Edward Martin
Richard Muzquiz Jr.	JP Morgan Securities LLC
Richard Muzquiz Jr.	Chase Investment Services Corp
Andrew Michael Pritchard	Pruco Securities, LLC
Michael Jason Ripper	International Assets Advisory, LLC
Michael Jason Ripper	LPL Financial LLC
Teresita Santos Santos	Transamerica Financial Advisors, Inc.
Teresita Santos Santos	World Group Securities, Inc.
Bimal Kishore Shah	Independent Financial Group, LLC
Bimal Kishore Shah	WRP Investments Inc.
Cory Ward Taylor	Ameriprise Financial Services, Inc.
Cory Ward Taylor	IDS Life Insurance Company
Nathan Robert Trodahl	State Farm VP Management Corp.
Xin Wang	JP Morgan Securities LLC
Daniel L. Waters	Fidelity Brokerage Services LLC
Sherman Marcel White	Wayne Hummer Investments LLC
Sherman Marcel White	US Bancorp Investments, Inc.
Brian Scot Winchester	Securities America, Inc.
Brian Scot Winchester	Sunset Financial Services, Inc.
Matthew Edward Witkowski	Vanguard Marketing Corporation
Matthew Edward Witkowski	Edward Jones
William Brian Wyman	Ameriprise Financial Services, Inc.
William Brian Wyman	Royal Alliance Associates, Inc.
James Seokhoon Yoon	JP Morgan Securities LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

LP Customer Compliants

November 16, 2017 | Silver Law Group

The New Jersey Bureau of Securities has levied a large fine against LPL Financial LLC, one of the largest independent broker-dealer in the United States. The $950,000 fine also requires LPL to donate $25,000 to the New Jersey state investor education fund. The Bureau of Securities imposed these judgments against LPL for allegedly conducting unsuitable sales of non-traded real estate investment trusts and business development companies.

The Bureau on its settlement with LPL states; “This substantial settlement with LPL Financial sends a message that the securities industry cannot sell unsuitable investments to clients who are unlikely to be able to bear the financial risks,” said Attorney General Christopher S. Porrino. “The standards governing sales of alternative investments are in place to protect investors, and the Bureau will take action when these standards are ignored.”

Generally, Federal statues regulate suitability standards and limit the sale of certain alternative investments based on a complex calculation that reflects a client’s liquid net worth, or a mixture of a client’s income and net worth and other factors. New Jersey also limits the maximum total ratio of alternative investments held by an individual client’s portfolio to not exceed 10 percent of an investor’s complete portfolio.

Kingwood, Texas-based Broker D.H. Hill Under Investigation Over Regulatory Actions Concerning REITs

October 11, 2017 | Silver Law Group

Silver Law Group is investigating Kingwood, Texas-based brokerage firm D.H. Hill Securities, LLLP (CRD# 41528) (“D.H. Hill”) after FINRA sanctioned the firm for its conduct concerning the firm’s role as underwriter of a real estate investment trust (“REIT”).

D.H. Hill Securities Enters into a Settlement with FINRA

D.H. Hill entered into an Acceptance, Waiver & Consent (“AWC”), signed in November 2016, with FINRA. The AWC alleged that, between February 2012 through April 2013, D.H. Hill participated as a dealer manager of a REIT offering, replacing another firm in the process. When D.H. Hill replaced the previous brokerage firm, it failed to seek or obtain authorization from FINRA’s Corporate Financing Department to proceed with the offering, a requirement under FINRA Rule 5110.

Former New York-based Joseph Stone Capital Broker Under Investigation After Montana Sanctions Over Excessive and Unauthorized Trading

October 10, 2017 | Silver Law Group

Silver Law Group is investigating former New York-based Joseph Stone Capital L.L.C. (CRD# 159744) broker David G. Menashe (CRD# 5727269) after the State of Montana sanctioned him for excessive and unauthorized trading.

Menashe’s CRD Report and the Montana Regulatory Decision

According to Menashe’s FINRA BrokerCheck report, the Office of the Commissioner of Securities and Insurance for Montana sanctioned both Joseph Stone and Menashe. According to the Montana Order, Montana required Joseph Stone to pay $30,000 in restitution with Menashe contributing half of that amount.

FINRA Bars Registered Individuals in June 2017 for Failing to Comply with FINRA Rules

July 7, 2017 | Silver Law Group

According to FINRA Disciplinary actions for June 2017, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Miguel Angel Aguilar	MML Investors Services, LLC
Miguel Angel Aguilar	Northwestern Mutual Investment Services, LLC
Steve Preston Alexander	Citizens Securities, Inc.
Steve Preston Alexander	CUNA Brokerage Services, Inc.
Amadou Bah	Maxim Group LLC
Amadou Bah	Garden State Securities, Inc.
John W. Boals	Allstate Financial Services,, LLC
Lionel Brooks Jr.	Merrill Lynch, Pierce Fenner & Smith Inc.
Lionel Brooks Jr.	Oppenheimer & Co. Inc.
Sandra Canaba	LPL Financial LLC
Sandra Canaba	Chase Investment Services Corp.
Barry Franklin Connell	Morgan Stanley
Barry Franklin Connell	UBS Financial Services Inc.
Pamela A. Daniels
Charles Greer Denormandie III	Commonwealth Financial Network
Charles Greer Denormandie III	Ameriprise Financial Services, Inc.
Leah Rose Fox-Greenberg
Jennifer Marie Gonzalez
Matthew J. Houtz	Raymond James & Associates, Inc.
Barry Jin	Spartan Capital Securities, LLC
Barry Jin	Lampert Capital Markets, Inc.
Jennifer Rebecca Johnson	Ameriprise Financial Services, Inc.
Jennifer Rebecca Johnson	Edward Jones
Martin Jones	Goldman Sachs & Co.
Adam Anthony Jurczyk	J.P. Morgan Securities LLC
Alexander Lewis	Northwestern Mutual Investment Services, LLVC
Quinn Alexander McClendon	Citizens Securities, Inc.
Quinn Alexander McClendon	Mutual of Omaha Investor Services, Inc.
Luan Quoc Nguyen	Pruco Securities, LLC
Timothy John Reed	Suntrust Investment Services, Inc.
Timothy John Reed	Wells Fargo Advisors, LLC
Steven Barry Sitzer	Dinosaur Securities, LLC
Steven Barry Sitzer	Spartan Capital Securities, LLC
Raynard Keshav Sookdial	PFS Investments Inc.
Quynh Ngoc Tran	JP Morgan Securities LLC
Kevin Jin Yi	Voya Financial Advisors, Inc.
Young Min Yun

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

In June 2017, FINRA Suspends Registered Individuals for Failing to Comply with FINRA Rules

July 7, 2017 | Silver Law Group

According to FINRA Disciplinary actions for June 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Kimberly Aylesworth	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Roger Ericson Bell	UBS Financial Services Inc.
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Reuven Blank	Raymond James & Associates, Inc.
	Morgan Keegan & Company, Inc.
Patrick Ryan Bray	Newbridge Securities Corporation
	UBS Financial Services Inc.
Richard Lyndon Brown	Arive Capital Markets
	Chelsea Financial Services
Brian Richardson Castillo	Morgan Stanley
	Silver Oak Wealth Management
Daniel Harry Curkan	Sigma Financial Corporation
	Morgan Stanley
Donald Gene Dewaay Jr.	Dewaay Financial Network, LLC
	VSR Financial Services, Inc.
Andrew Goodman	Jackson National Life Distributors LLC
	Wells Fargo Advisors, LLC
Christopher Randall Johnson	Morgan Stanley
	UBS Financial Services Inc.
Jose A. Landin Jr.	BBVA Securities Inc.
	Wells Fargo Advisors, LLC
Adam Benjamin Mayfield	Cetera Advisor Networks LLC
	Suntrust Investment Services, Inc.
Jason Todd Meil	Janney Montgomery Scott LLC
	Morgan Stanley
Clifford Todd Morgan	Advanced Planning Securities, Inc
	Nations Financial Group, Inc.
Manuel Tomas Paredes	Spartan Capital Securities, LLC
	National Securities Corporation
Marc Harold Pearl	Wells Fargo Advisors, LLC
	LPL Financial LLC
Casey Thomas Rodriguez	Arive Capital Markets
	Chelsea Financial Services
David Aaron Seigerman	Janney Montgomery Scott LLC
	Morgan Stanley
Jeffery Hunter Smith	Wells Fargo Advisors LLC
	Morgan Stanley
Labron Manosa Toles	Rothschild Lieberman LLC
	Newport Coast Securities, Inc.
Steven Michael Wisniewski	Newbridge Securities Corp
	Cambridge Investment Research, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.