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Articles Posted in FINRA Disciplinary Actions

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According to FINRA Disciplinary actions for Oct 2016, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Kamran Azim   The Huntington Investment Company
  Mohamed Baksh   PFS Investments Inc.
  Primerica Financial Services
  David F. Bouchard  
  Alina Brindusescu   US Bancorp Investments, Inc.
  HSBC Securities (USA) Inc.
  James Lee Carpenter   Sagepoint Financial, Inc.
  Next Financial Group, Inc.
  Donna Chen   Sunbelt Securities, Inc.
  Ameriprise Financial Services, Inc.
  Marcus Joseph Debaise   Wells Fargo Advisors, LLC
  Prudential Securities Inc
  Robert Philip DePalo   McBarron Capital LLC
  Arjent Ltd.
  Phillip David Donnan   AXA Advisors, LLC
  Kristen Mae Fitzhugh   PNC Investments
  AXA Advisors, LLC
  Yitzhok Alexander Fox   Ditto Trade, Inc.
  A.B Watley Direct, Inc.
  Yosef Yehuda Fox   Ditto Trade, Inc.
  Web Street Securities, Inc.
  Russell Lee Goldstein   Morgan Stanley
  Wells Fargo Advisors, LLC
  Israel Guzman   Unionbanc Investments Services, LLC
  JP Morgan Securities LLC
  Bingyi Hu   National Securities Corporation
  VFinance Investments, Inc.
  Philip Joseph Johnson   Wells Fargo Advisors, LLC
  David Richard Kerr III   A&F Financial Securities, Inc.
  Kenneth Joseph Kolquist   Cetera Advisor Networks LLC
  Securities America, Inc.
  Kestina Mantar   Goldman Sachs & Co.
  Pedro Juan Marrero Astacio IV   Wells Fargo Advisors, LLC
  JP Morgan Securities LLC
  Valon Mehmeti   JP Morgan Securities LLC
  Mercedes Molina  
  Robert Isaac Newell   Merrill Lynch, Pierce, Fenner & Smith Inc.
  Edward Jones
  Christopher A. Parris   The Lucian Group
  Nationwide Securities Inc.
  Barbara Joann Peters   JP Morgan Securities LLC
  Mikhail M. Rasner   Northwestern Mutual Investment Services, LLC
  Rennie M.  Roach   PFS Investments Inc.
  Primerica Financial Services
  Warren Marc Rockmacher   Investacorp, Inc.
  Chase Investment Services Corp.
  Lance R. Shaw   International Assets Advisory, LLC
  LPL Financial LLC
  Michael Ronald Smith   UBS Financial Services Inc.
  Morgan Stanley Smith Barney
  James Tao   Sunbelt Securities, Inc.
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Larry Steven Werbel   Concorde Investment Services, LLC
  Summit Brokerage Services, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for October 2016, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Maricela Alvarez   JP Morgan Securities LLC
  Rushton Leigh Ardrey III   Newport Coast Securities, Inc.
  White, Weld & Co. Securities, LLC
  Michael Benjany   National Securities Corporation
  JP Morgan Securities LLC
  Kristen Denys Bartley   Morgan Stanley
  Touchstone Securities, Inc.
  Dawn Bennett   Western International Securities, Inc.
  Royal Alliance Associates, Inc.
  Terry Stephen Carraher   LSA Securities, Inc.
  Allstate Financial Services, LLC
  Christopher Jeffrey Daniel   Merrill Lynch, Pierce, Fenner & Smith Inc.
  Charles Schwab & Co., Inc.
  Paul Edward Dorion   LPL Financial LLC
  Nathan & Lewis Securities, Inc.
  John Ezmat   AXA Advisors, LLC
  Noel Flemming   Revere Securities LLC
  Jesup & Lamont Securities Corp
  Yohandy Gonzalez   JP Morgan Securities LLC
  AXA Advisors, LLC
  Stephen Duncan Grant   Security Research Associates, Inc.
  Legend Merchant Group, Inc.
  James Walter Ignatowich   Newbridge Securities Corporation
  Investors Capital Corp.
  EvaJean Marie Jackson   Equinox Securities, Inc.
  Oded Joseph Jacobwitz   Securities America, Inc.
  JP Morgan Securities LLC
  Russell A. Kellock   Charles Schwab & Co., Inc.
  Dana Liesl McMillin   Jackson National Life Distributors LLC
  Christopher A. Parris   The Lucian Group
  Nationwide Securities, Inc.
  Myrna Margarita Perez   Morgan Stanley
  Lehman Brothers Inc.
  Raymond John Pirrello Jr.   Garden State Securities, Inc.
  The Concord Equity Group, LLC
  Robinson Rodriguez   JP Morgan Securities LLC
  David Aaron Seigerman   Janney Montgomery Scott LLC
  Morgan Stanley
  Michael Alan Siegel   National Securities Corporation
  Concorde Investment Services, LLC
  Stewart Field Smith   Center Street Securities, Inc.
  Questar Capital Corporation
  Frank Rowlin Underhill Jr.   Underhill Securities Corp.
  DRF Business and Financial Services, LLC
  William Upchurch Jr.   PFS Investments Inc.
  Primerica Financial Services
  Travis Michael Vandermale   Farmers Financial Solutions, LLC
  William Christopher Wade   Prudential Investment Management Services LLC
  USAA Financial Advisors, Inc.
  Cindy Ah Ran Yi  
  Julie Marie Ziolkowski   Fidelity Brokerage Services LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for October 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  George William Carris   John Carris Investments LLC
  Brockington Securities, Inc.
  Michael Kevin Clark
  Jason Robert Diaz   Joseph Stone Capital LLC
  Garden State Securities, Inc.
  Gregory Flemming Jr.   Salomon Whitney Financial
  Rockwell Global Capital LLC
  Christopher John Gimblet   SWBC Investment Services, LLC
  Halen Capital
  David Alan Lavine   UBS Financial Services Inc.
  Morgan Stanley Smith Barney
  Derek Lee Miller   Securities America, Inc.
  Cambridge Investment Research, Inc.
  Steven Nelson
  Hector Perez   Rockwell Global Capital LLC
  Global Arena Capital Corp
  Naseem Mohammed Salamah   Ninepoint Advisors
  Morgan Stanley Smith Barney
  Wesley Wayne Shaw   Wells Fargo Advisors, LLC
  Edward Jones
  Lance E. Slater   Morgan Stanley Smith Barney
  UBS Financial Services Inc.
  Scott Paul Strochak   Morgan Stanley Smith Barney
  Merrill Lynch, Pierce, Fenner & Smith, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for July 2016, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  David F. Bouchard  
  Alina Brindusescu   U.S. Bancorp Investments, Inc.
  HSBC Securities (USA) Inc.
  Francisco Javier Camacho   J.P. Morgan Securities LLC
  Christopher Michael Cervino   Primary Capital, LLC
  Cor Clearing LLC
  David Glenn Gott   Ausdal Financial Partners, Inc.
  Berthel, Fisher & Company Financial Services Inc.
  Israel Guzman   UnionBanc Investment Services, Inc.
  J.P. Morgan Securities LLC
  John Vernon Heath   Independent Financial Group, LLC
  QA3 Financial Corp.
  Steven Shane Horton   TD Ameritrade Clearing, Inc.
  Holly Hurley  
  Phillip Joseph Johnson   Wells Fargo Advisors, LLC
  Christos Angelo Kalatoudis   Worden Capital Management LLC
  National Securities Corporation
  David Richard Kerr III   A&F Financial Securities, Inc.
  Kenneth Joseph Kolquist   Cetera Advisor Networks LLC
  Securities America, Inc.
  Donald Lyons   Nativeone Institutional Trading, LLC
  Samuel Sylvanus McNinch IV   Kestra Investment Services, LLC
  Triad Advisors, Inc.
  Krista Viola Milligan   BBVA Securities Inc.
  Merrill Lynch, Pierce, Fenner & Smith Inc
  Mercedes Molina  
  Kevin Michael Murphy   BMO Harris Financial Advisors, Inc.
  LPL Financial LLC
  Robert Isaac Newell   Merrill Lynch, Pierce, Fenner & Smith Inc
  Edward Jones
  Andrew Scott Oliveri   UBS Financial Services Inc.
  David Thomas Owen III   Invest Financial Corporation
  Questar Capital Corporation
  Kimberly Joyce Padgett   GWN Securities Inc.
  Lincoln Investment
  Alfonso Papa   Merrill Lynch, Pierce, Fenner & Smith Inc.
  HFP Capital Markets LLC
  Paul M. Pemberton   J.P. Morgan Securities LLC
  Chase Investment Services Corp.
  Claudia Patricia Phillips-Thompson   State Farm VP Management Corp.
  Allstate Financial Services, LLC
  Paris Marquis Rembert   J.P. Morgan Securities LLC
  Dennis Kevin Smith   NativeOne Institutional Trading, LLC
  Raymond C. Forbes & Co. Inc.
  Barbara Jean Waters   Morgan Stanley
  Citigroup Global Markets Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for July 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Robert Joseph Altemus   Merrill Lynch, Pierce, Fenner & Smith Inc
  Citigroup Global Markets Inc.
  Michael Britt Doyle   Sanctuary Securities, LLC
  UBS Financial Services Inc.
  Richard Lee Ewalt   BB&T Investment Services Inc.
  Securities America, Inc.
  John Fairfield   Wells Fargo Advisors, LLC
  Chase Investment Services Corp.
  George John Gilbert   Allied Beacon Partners, Inc.
  Community Bankers Securities, LLC
  Brendan O’Connell   Merrill Lynch, Pierce, Fenner & Smith Inc.
  UBS Financial Services Inc.
  Warren Marc Rockmacher   Investacorp, Inc.
  Chase Investment Services Corp.
  Terry Gerard Roussel   Pacific Cornerstone Capital Incorporated
  Private Investors Equity Group
  Jonathan Michael Sheklow   Rockwell Global Capital LLC
  Global Arena Capital Corp

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for June 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Barry Boyd Blount, Sr.   Insight Advisors, LLC
  Ameriprise Financial Services, Inc.
  Joseph Michael Carrino, Jr.   Brookstone Securities, Inc.
  National Securities Corporation
  Victor Rosario Cassone   J.P. Turner & Company, LLC
  Pacific West Securities, Inc.
  John F. Gannon   Morgan Stanley
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Christopher Clarence Kennedy   Oppenheimer & Co. Inc.
  Liberty Tree Advisors, LLC
  William Francis Lex   Dinosaur Securities, LLC
  McGinn, Smith & Co., Inc.
  Lewis Joseph Lucarine   State Farm VP Management Corp
  Morgan Stanley Smith Barney
  Brian Joseph Merrigan   Wells Fargo Advisors, LLC
  BancWest Investment Services, Inc.
  Nicholas McCauley Messore   LPL Financail LLC
  Morgan Stanley
  James Marvin Mitchell   CBS Advisors LLC
  Community Bankers Securities, LLC
  David Harold Noe   GunnAllen Financial, Inc.
  Birchtree Financial Services, Inc.
  Edward Painter   UBS Financial Services Inc.
  Citigroup Global Markets Inc.
  Carrie Riley   Merrill Lynch, Pierce, Fenner & Smith Inc.
  Morgan Stanley
  Joseph Richard Rizzo, Jr.   Ameriprise Financial Services, Inc.
  Securities America, Inc.
  David Aaron Seigerman   Janney Montgomery Scott LLC
  Morgan Stanley
  William Victor Siegel   Morgan Stanley
  Morgan Stanley & Co. Inc.
  Steven Craig Spitts   Wells Fargo Advisors, LLC
  Dean Witter Reynolds Inc.
  Jeff David Snyder   Network 1 Financial Securities Inc.
  Rockwell Global Capital LLC
  Carey Charles Stevens   Ridgeway & Conger, Inc.
  KCD Financial, Inc.
  Gary Lee Wright   Pensionmark Financial Group, LLC
  Robert W. Baird & Co. Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for April 2016, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Jonathan Arroyo   J.P. Morgan Securities, LLC
  Matthew C. Ashton   Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Vladimir Belyaev   Avenir Financial Group
  Coastal Equities, Inc.
  Ho Choong Chung   J.P. Morgan Securities, LLC
  Key Investment Services, LLC
  Anthony S. Curcio   J.P. Morgan Clearing Corp
  George Jay Dobbins   Edward D. Jones & Co., L.P.
  Robert Blake Ellender   Invesco Distributors, Inc.
  John Hancock Funds, LLC
  Tameika Andrea Frinks   J.P. Morgan Securities, LLC
  William Lee Hutchinson   IFS Securities
  J.P. Turner & Company, LLC
  Chad Lewis Jackson   J.P. Morgan Securities, LLC
  Daniel Seunghun Lee   NYLife Securities, LLC
  Janice Jean Ling  
  Charles Little   PFS Investments Inc.
  Matthew R. Mizera   Fifth Third Securities, Inc.
  Chase Investment Services Corp.
  Lindsey brooke Nelan  
  Charles Holman Phelps   Allstate Financial Services, LLC
  Edward Jones
  Tanvir M. Shah  
  Michael Taylor Shuttlesworth   Crown Capital Securities, LP
  LPL Financial Corporation
  Mark Francis Speakman   Ameriprise Financial Services, Inc.
  IDS Life Insurance Company
  Thomas Suarez   Rockwell Global Capital LLC
  Laidlaw & Co (UK) Ltd.
  Christopher George Taylor   Purshe Kaplan Sterling Investments
  Hightower Financial Partners
  Sheena Anne Toney   J.P. Morgan Securities, LLC
  Chase Investment Services Corp.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for April 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Russell Andrew Carbonara   Pinebridge Securities, LLC
  Aria Capital Advisors, LLC
  Roger Briggs Coe, Jr.   Gate US, LLC
  Zealous Capital Markets, LLC
  Jerrid Jemal Douglas   Barclays Capital Inc.
  Citigroup Global Markets, Inc.
  Terry Lee Haggerty   Penvest Securities, Inc.
  BB Graham & Company, Inc.
  Mark David Holt   Harbour Investments, Inc.
  Geneos Wealth Management, Inc.
  Pil Sang Hwang   Wells Fargo Advisors, LLC
  Phillips & Company Securities
  Robert John Matarazzo, Jr.   Waddell & Reed, Inc.
  New England Securities
  James Kenneth Maurice   Wachovia Securities, LLC
  A.G. Edwards & Sons, Inc.
  Bahram Mirhashemi   Accelerated Capital Group
  Ameriprise Financial Services, Inc.
  Charles J. Moore   Achilles Securities, LLC
  Crucible Capital Group, Inc.
  Joshua James Nanci   Foreside Fund Services, LLC
  Aria Capital Advisors, LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for April 2016, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Thomas Edward Andrews   LPL Financial LLC
  Ryan Jerry Attenson   Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Wells Fargo Advisors, LLC
  John H. Berry   Crown Capital Securities, LP
  LPL Financial LLC
  Keith Joseph Bettex   Pruco Securities, LLC
  Ricardo Athelstone Broome   Chelsea Financial Services
  Woodstock Financial Group, Inc.
  Thomas Buono   Park Avenue Securities
  Henry Kimtong Chang   Cetera Advisor Networks LLC
  Financial Network Investment Corp.
  Veronica A. Deese   The Vanguard Group, Inc.
  Aaron Alexander Fauntleroy   IMCA Retirement Corporation
  Larry Gordon Goldston   Caprock Securities, Inc.
  Morgan Stanley DW Inc.
  Rogelio Fernando Guevara   Northwestern Mutual Investment Services, LLC
  Gregory Kieth Hines, Jr.   The Huntington Investment Company
  Chase Investment Services Corp.
  Warren Scott Koch   J.P. Morgan Securities, LLC
  Chase Investment Services Corp.
  Tiffany K. Le   J.P. Morgan Securities, LLC
  Chase Investment Services Corp.
  Sergio D. Lopez   MML Investors Services, LLC
  NYLife Securities, LLC
  Gary James Lundgren   Interpacific Investors Services, Inc.
  Global Finance & Investment Company
  Chakkin Tony Mok   Cetera Financial Specialists LLC
  Hochman & Baker Securities, Inc.
  April Christine Morris-Spicer   Wunderlich Securities, Inc.
  Lincoln Investment
  Samuel Sean Nelson   Waddell & Reed, Inc.
  Hai Yan Ni   T. Rowe Price Investment Services, Inc.
  HSBC Securities (USA) Inc.
  Bernard Mark Parker   Edward Jones
  Beaconsfield Financial Services, Inc.
  Sean David Portnoy   Nobles & Richards, Inc.
  Sethi Financial Group
  Samantha Raeshawn Raines   Fidelity Brokerage Services, LLC
  Royal Vance Keith Charles Reynolds III   Pruco Securities, LLC
  William Victor Siegel   Morgan Stanley & Co, Inc.
  Citigroup Global Markets, Inc.
  Abel Gaim Teklai   Key Investment Services, LLC
  Angelos Stephen Tsigounis   Stifel, Nicolaus & Company, Inc.
  VFinance Investments, Inc.
  Makiasa Donyell Turner   Allstate Financial Services, LLC
  Joseph Arnold Weber   Farmers Financial Solutions, LLC
  Teule S. Williams   J.P.  Morgan Securities, LLC
  Chase Investment Services Corp.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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According to FINRA Disciplinary actions for March 2016, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Raymond Francis Aleksey   Wells Fargo Advisors, LLC
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Tiffany Dawn Bee  
  Toby Blackwood   PFS Investments Inc.
  Primerica Financial Services
  Angela K. Blaylock   Merrill Lynch, Pierce, Fenner & Smith Inc.
  Benjamin Jon Brown   State Farm VP Management Corp.
  American Express Financial Advisors, Inc.
  Thomas Anthony Cammarano   LPL Financial LLC
  Associated Securities Corp.
  Brian Andrew Dunn   Robert W. Baird & Co. Inc
  Citigroup Global Markets, Inc.
  Susan Ann Ericson   UBS Financial Services, Inc.
  Jose L. Espinoza   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Craig Steven Ferraro   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Michael W. Finn   Merrill Lynch, Pierce, Fenner & Smith, Inc
  Robert Joseph Gray   Allstate Financial Services, LLC
  Kyle Brockman Greene   J.P. Morgan Securities LLC
  Larry Phillip Harvey, Jr.   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Christopher Hermiz   J.P. Morgan Securities LLC
  Andy Edgar Hernandez   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Steve Everett Hinrichs   State Farm VP Management Corp.
  Richard Allen Isgrig   Northwestern Mutual Investment Services, LLC
  Robert W. Baird & Co. Inc.
  Brian Grayson Kidder   High Point Capital Group, Inc.
  Delaney Equity Group, Inc.
  Matthew Lawrence Lalonde   Buckman, Buckman & Reid, Inc.
  LPL Financial LLC
  Kathleen Mary Loney   LPL Financial LLC
  Mutual Service Corporation
  James Joseph McCarron III   J.P. Turner & Company, LLC
  QA3 Financial Corp.
  Brett James McCollough   Hancock Investment Services, Inc.
  Multi-Financial Securities Corp
  Marco A. Mendoza   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Vincent Joseph Menello, Jr.  
  Jason Scott Miller   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Darlene Byrd Page   Morgan Stanley
  UVest Financial Services Group, Ic.
  Christopher A. Parris   Nationwide Securities, Inc.
  The Lucian Group
  Benjamin John Pritchett   Wells Fargo Advisors, LLC
  Investors Capital Corp.
  Francis Anthony Jason Punsalan   J.P. Morgan Securities LLC
  Ebony C. Ranson  
  Toni Leynett Robertson   Caprock Securities, Inc.
  Investment Professionals, Inc.
  Marguerite A. Sanders   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  John Larry Simpson   Princor Financial Services Corp
  Avalon Investment & Securities Group, Inc.
  Robert Jay Snider   Thrivent Investment Management Inc.
  Leonard Toth   Pruco Securities, LLC
  Edward Francis Vincent   LPL Financial LLC
  UBS Financial Services Inc.
  Jean Ann Walsh-Josephson   Thrivent Investment Mangement Inc.
  Robin Michelle Wolfgram   Cetera Advisors LLC
  Foothill Securities, Inc.
  Jamie Reid Zimmerman  

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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