FINRA Investigating Stockbroker, Pratul Agnihotri, For Conversion Of Customer Funds And FINRA Rule Violations
Pratul Agnihotri (CRD#: 4031797) is currently under investigation by FINRA authorities for violating several FINRA Rules: “Violation of FINRA Rule 2010 – conversion of investor funds; Violation of FINRA Rules 3270 and 2010 – engaging in an outside business activity without providing prior written notice to you FINRA member employer firms.” Report about Pratul V. Aginhotri, FINRA BrokerCheck, 2020.
As of October 18, 2019, FINRA has made a preliminary determination that it recommends disciplinary action be takin against Agnihotri for his alleged FINRA Rule violations. Continue reading ›