Securities Arbitration Lawyers BlogFINRA Bars Registered Individuals in May 2016 for Violations of FINRA Rules
According to FINRA Disciplinary actions for May 2016, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Steven Angelo Aguilar | J.P. Morgan Securities LLC |
| Randy Lamar Alford | Southeast Investments, N.C., Inc. |
| Saxony Securities, Inc. | |
| Jeffrey Alan Bond | David Lerner Associates, Inc. |
| Kenneth Martin Dlouhy | Cantone Research Inc. |
| Aegis Capital Corp. | |
| Michael Winston Hefner | FBL Marketing Services, LLC |
| Equitrust Marketing Serv LLC | |
| Kristal Lee Johnson | Fifth Third Securities, Inc. |
| State Farm VP Management Corp. | |
| Roy Edward Jones | J.P. Morgan Securities LLC |
| Castleoak Securities, LP | |
| Kayla Arlene Paul-Lindsey | Park Avenue Securities LLC |
| MML Investors Services LLC | |
| Valinda Kay Turner | |
| Kenya Julissa Zavala | J.P. Morgan Securities LLC |
| Chase Investment Services Corp |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.