FINRA Disciplinary Actions for May 2019 Name Registered Individuals Suspended for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Bethan, Frank	Quest Capital Strategies, Inc
	Wells Fargo Clearing Services, LLC
Cody, Jill	Concorde Investment Services, LLC
	Westminster Financial Securities, Inc
Cody, Richard	IFS Securities
	Concorde Investment Services, LLC
Genovese Michael	Laidlaw & Company (UK) LTD
	Rockwell Global Capital LLC
Guderyon, John	WM Smith & Co
	Crest Capital LLC
Laboranti, Jeffrey	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc
Martino, Andrew	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc
Simanski, Douglas	Next Financial Group, Inc
	Advantage Capital Corporation
Valladolid, Guillermo	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc
Wadsworth, Jackie	IMS Securities, Inc
	Acumen Securities, LLC

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