FINRA Names Registered Individuals Suspended in August 2018 for Violations of FINRA Rules

According to FINRA Disciplinary actions for August 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Thomas Bennett	Bancwest Investment Services, Inc
	U.S. Bancorp Investments, Inc
Eddy Blizzard	Suntrust Investment Services, Inc.
	M & T Securities, Inc
Vincent Canzoneri	Sigma Financial Corporation
	Ameriprise Financial Services, Inc
Barry Connell	Morgan Stanley
	UBS Financial Services Inc
Charles Cox	Wells Fargo Advisors, LLC
	Chase investment Services Corp
Shane Dawkins	Westpark Capital
	Joseph Stone Capital LLC
Mark Flanagan	Citigroup Global Markets Inc
	Wells Fargo Advisors, LLC
Donald Gambony III	Invest Financial Corporation
	MetLife Securities Inc.
Scott Hartman	Morgan Stanley
	Sanford C. Bernstein & Co, LLC
Evelyn Hernandez	Morgan Stanley
	J.P. Morgan Securities LLC
Alexander Kibrik	Garden State Securities, Inc
	Radnor Research & Trading Company LLC
James Polese	Morgan Stanley
	UBS Financial Services Inc
Leslie Slaughter	Waddell & Reed
	TD Ameritrade, Inc
Kenneth Tyrrell	Cary Street Partners
	UBS Financial Services Inc

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Our lawyers have extensive experience collecting FINRA arbitration awards, prevailing on Motions to Vacate FINRA arbitration awards and using various collection efforts to enforce FINRA awards after they are received.