FINRA Suspends Brokers for Failing to Comply with FINRA Rules in June 2015

According to FINRA Disciplinary actions for June 2015, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Candius J. Bannister	Morgan Stanley
	Edward Jones
Michael Sean Cain	Morgan Stanley Smith Barney
	Morgan Keegan & Company, Inc.
John Paul Cech	Morgan Stanley
	Charles Schwab & Co., Inc.
Daniel Joseph Crowley	Rochdale Securities LLC
	Hoenig & Co., Inc.
Brendan Perry Frank	Morgan Stanley
	Citigroup Global Markets Inc.
Peter H. Kim	Morgan Stanley
	Wachovia Securities, LLC
Joshua T. Krieg	Merrill Lynch, Pierce, Fenner & Smith Inc.
	Morgan Stanley &Co., Inc.
William Russell Makepeace IV	USAA Financial Advisors, Inc.
	UBS Financial Services, Inc.
Donald James McBirney	Sterne, Agee & Leach, Inc.
	Oppenheimer & Co. Inc.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.