FINRA Suspends Registered Individuals For Violations Of FINRA Rules

According to FINRA Disciplinary actions for April 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Timothy Crowley	J.P. Morgan Securities LLC
	Chase Investment Services Corp
David Del Rio	LPL Financial LLC
	Suntrust Investment Services, Inc.
Christian Evans	Morgan Stanley
	Highland Capital Funds Distributor, Inc.
Mary Frassetto	Thrivent Investment Management Inc.
Jennifer Holmes	Voya Financial Advisors, Inc.
	ING Financial Partners,Inc.
Yee Yee Htwe	Merrill Lynch, Pierce, Fenner & Smith Incorporated
	Farmers Financial Solutions, LLC
Randy Jackson	Merrill Lynch, Pierce, Fenner & Smith Incorporated
	E*Trade Securities LLC
Scott Levine	Craft Capital Management LLC
	PHX Financial, Inc.
Megan McAlinden
Hiep Quoc Nguyen	Merrill Lynch, Pierce, Fenner & Smith Incorporated
	Citizens Securities, Inc.
Grizelle Perez	USCA Securities LLC
	Sanders Morris Harris LLC
Michael Spyrka	Hold Brothers Capital LLC
	Koyote Trading LLC
Jason Wilk	Worden Capital Management LLC
	Craft Capital Management LLC
John Wyshak	Raymond James & Associates, Inc.
	Wedbush SecuritiesInc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call toll free at (800) 975-4345 or email ssilver@silverlaw.com to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.