FINRA Suspends Registered Individuals for Failing to Comply with FINRA Rules in January 2016

According to FINRA Disciplinary actions for January 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
William Walter Almond	Morgan Stanley
	New England Securities
William Austin Bailey	Next Financial Group, Inc.
	Mutual Service Corporation
Brian Michael Berger	Newbridge Securities Corporation
	Metlife Securities Inc.
Joseph Craig Buchanan	Morgan Stanley Smith Barney
	UBS Financial Services Inc.
George William Carris	John Carris Investments LLC
	Brockington Securities, Inc.
Maurice Joseph Chelliah	Evolve Securities, Inc.
	World Group Securities, Inc.
Anthony Diaz	IBN Financial Services, Inc.
	Sandlapper Securities, LLC
Michael Harris Lauer	J.P. Morgan Securities LLC
	Morgan Stanley
Anthony Locantore	ING Financial Partners, Inc.
	SII Investments, Inc.
Wilhelm Nash	UBS Financial Services Inc.
	Credit Suisse Securities (USA) LLC
Peter Andrew Reinhart	Ameriprise Financial Services, Inc.
	Wells Fargo Advisors Financial Network, LLC
Chad Herschel Samuel	Wells Fargo Advisors, LLC
	Morgan Stanley Smith Barney
Charles Vaccarro	F1 Trading.com, Inc.
	Greenway Capital Corp.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.