FINRA Suspends Registered Individuals for Violations of FINRA Rules

According to FINRA Disciplinary actions for December, 2014, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Joshua Robinson Ballinger	Fifth Third Securities, Inc.
	Banc One Securities Corporation
Patrick Ryan Bray	Newbridge Securities Corporation
	UBS Financial Services Inc.
Jason Robert Buscaglia	Merrill Lynch, Pierce, Fenner & Smith Inc.
	Morgan Stanley Smith Barney
Joel William Carlson	Sagepoint Financial, Inc.
	Sunamerica Securities, Inc.
Charles Barnett Davis, Jr.	Peak Brokerage Services, LLC
	Cape Securities Inc.
Turker Ergun	Merrill Lynch, Pierce, Fenner & Smith Inc
	Banc of America Investment Services, Inc .
Derek Ryan Forrest	Morgan Stanley
	Wells Fargo Advisors, LLC
Lauren Gail Ganz	U.S. Bancorp Investments, Inc.
	Raymond James Financial Services, Inc.
Gregory Evan Goldstein	Marguis Financial Services, Inc.
	Benson York Group, Inc.
William Eric Hopkins, Sr.	Wells Fargo Advisors, LLC
	Suntrust Investment Services, Inc.
David Scott Isolano	Max International Broker/Dealer Corp.
	Secwest Securities, Inc.
Matthew Thomas Kane	CCO Investment Services Corp.
	Santander Securities LLC
Florence Rosenthal Klein	American Classic Financial Company
	Gruntal & Co. Inc
Brian Joseph Merrigan	Wells Fargo Advisors, LLC
	Bancwest Investment Services, Inc.
Edward Thomas Murphy	Wells Fargo Advisors Financial Network, LLC
	Morgan Stanley DW Inc.
Gurudeo Sukul Persaud	Money Concepts Capital Corp
Frank Anthony Quatararo, Jr.	Gilford Securities Incorporated
	Wells Fargo Advisors, LLC
Anthony John Salino	Buckman, Buckman & Reid, Inc.
	Mercer Capital Ltd.
Joseph Jared Sanchis	Morgan Stanley
	Wells Fargo Advisors, LLC
Brian Simone	Salomon Whitney LLC
	Banc of America Investment Services, Inc.
Steven John Simone	Salomon Whitney LLC
	Westrock Advisors, Inc.
Jeremy Gerald Tintle	Oppenheimer & Co. Inc.
	Morgan Keegan & Company, Inc.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.