Securities Arbitration Lawyers BlogFINRA Disciplinary Actions For March 2020 Suspends Registered Individuals For Failure To Provide Information
According to FINRA Disciplinary actions for March 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Barry Carson | Farmers Financial Solutions |
| Lynn Cawthorne | Cambridge Investment Research, Inc. |
| Investment Professionals, Inc. | |
| Prithviraj Dhandapani | LPL Financial LLC |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | |
| Davrion Hemphill | |
| Fernando Landicho | Transamerica Financial Advisors,Inc. |
| World Group Securities, Inc. | |
| Megan McAlinden |
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call (800)-975-4345 or e-mail ssilver@silverlaw.com to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.