Securities Arbitration Lawyers BlogFINRA Terminates Brokers’ Licenses in March 2015
According to FINRA Disciplinary actions for March 2015, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
|
NAME |
FORMER EMPLOYERS |
| Enver Rahman Alijaj | Avenir Financial Group |
| Legend Securities, Inc. | |
| Benjamin Robert Byruch | HFP Capital Markets LLC |
| Todd Alan Cummings | J.P. Morgan Securities LLC |
| Chase Investment Services Corp. | |
| Jesse Joseph Holovacko | Merrill Lynch, Pierce, Fenner & Smith Inc. |
| UBS Financial Services Inc. | |
| Edwin Rafael Mejia | Wells Fargo Advisors, LLC |
| Augustine Ogheneochuko Olobia | Capital One Sharebuilder, Inc. |
| Charles Schwab & Co., Inc. | |
| Engjell Pasha | Newbridge Securities Corporation |
| J.P. Turner & Company, LLC | |
| Kenneth Lee Severinsen | Rockwell Global Capital LLC |
| Brookstone Securities, Inc. | |
| Gary Clark Steciuk | Capital Synergy Partners |
| Financial West Group | |
| Timothy Eugene White | Allstate Financial Services, LLC |
| U.S.-Worldwide Financial Services, Inc. |
Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.