Did You Invest with Joel Blum?

Joel Blum, currently with Ameriprise Financial Services, was suspended by FINRA for 20 days for a dispute occurring when he was a broker at Merrill Lynch. FINRA found that he executed discretionary transactions in customers’ accounts without written authorization. In addition, it was found that he marked the order tickets for these transactions as unsolicited; when in fact they were solicited. He was also fined $10,000.00 by FINRA. Blum worked at Merrill Lynch from May 2008 until February 2014.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.