John Maloney III of Woodbury Financial Services Inc.

John Maloney (CRD #726108) has been employed by Woodbury Financial Services Inc. since June 2016. Maloney was previously employed by Edward Jones from January 1981 to June 2016.

According to the FINRA BrokerCheck, there have been several complaints against Mr. Maloney.

 In 2016 Claimants allege Mr. Maloney’s recommendations to purchase individual equities were unsuitable. The complaint settled for $132,500.

In 2017, a Plaintiff alleges misrepresentation, suitability, breach of fiduciary duty, breach of contract, negligence, supervision and churning in the handling of accounts.

In 2017, Clients allege that the recommendations to purchase FireEye since 2014 was not a suitable investment.

Contact Our Firm if You’ve Invested with John Maloney III

If you invested with John Maloney and believe you have lost money due to his misconduct, you may be able to file a claim to recover your losses through FINRA arbitration. For a free evaluation of your potential case by as securities attorney, please contact Silver Law Group, a Florida securities arbitration law firm.

Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud.  The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts.  To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.