In June 2017, FINRA Suspends Registered Individuals for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for June 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Kimberly Aylesworth	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Roger Ericson Bell	UBS Financial Services Inc.
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Reuven Blank	Raymond James & Associates, Inc.
	Morgan Keegan & Company, Inc.
Patrick Ryan Bray	Newbridge Securities Corporation
	UBS Financial Services Inc.
Richard Lyndon Brown	Arive Capital Markets
	Chelsea Financial Services
Brian Richardson Castillo	Morgan Stanley
	Silver Oak Wealth Management
Daniel Harry Curkan	Sigma Financial Corporation
	Morgan Stanley
Donald Gene Dewaay Jr.	Dewaay Financial Network, LLC
	VSR Financial Services, Inc.
Andrew Goodman	Jackson National Life Distributors LLC
	Wells Fargo Advisors, LLC
Christopher Randall Johnson	Morgan Stanley
	UBS Financial Services Inc.
Jose A. Landin Jr.	BBVA Securities Inc.
	Wells Fargo Advisors, LLC
Adam Benjamin Mayfield	Cetera Advisor Networks LLC
	Suntrust Investment Services, Inc.
Jason Todd Meil	Janney Montgomery Scott LLC
	Morgan Stanley
Clifford Todd Morgan	Advanced Planning Securities, Inc
	Nations Financial Group, Inc.
Manuel Tomas Paredes	Spartan Capital Securities, LLC
	National Securities Corporation
Marc Harold Pearl	Wells Fargo Advisors, LLC
	LPL Financial LLC
Casey Thomas Rodriguez	Arive Capital Markets
	Chelsea Financial Services
David Aaron Seigerman	Janney Montgomery Scott LLC
	Morgan Stanley
Jeffery Hunter Smith	Wells Fargo Advisors LLC
	Morgan Stanley
Labron Manosa Toles	Rothschild Lieberman LLC
	Newport Coast Securities, Inc.
Steven Michael Wisniewski	Newbridge Securities Corp
	Cambridge Investment Research, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.