Marcello Lattuca – NBC Securities

Marcello Lattuca (CRD: #2149434) is a registered broker currently registered with NBC Securities (CRD: #17870) in Massapequa, NY. His previous employers include JHS Capital Advisors, LLC (CRD#:112097), also of Massapequa, Gunnallen Financial, Inc. (CRD#:17609) of Plainview NY, and Kirlin Securities Inc. (CRD#:21210, expelled by FINRA in 2009) of Syosset, NY. He has been in the industry since 1991.

NBC Securities promotes itself as a full service broker/dealer and registered investment advisor providing investment services to retail and institutional clients.

Lattuca is currently at the center of three customer disputes, all filed within a five day period during May of 2020. The allegations for all three include breach of fiduciary duty, unsuitable recommendations, breach of contract and fiduciary duty, churning, elder abuse, and negligent supervision. All three also include current and previous employment periods. One claimant is requesting damages of $500,000. In response, Lattuca states that the drop in the values of the securities is the result of government shutdowns in response to COVID-19.

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