In May 2016 FINRA Suspends Registered Individuals for Violations of FINRA Rules

According to FINRA Disciplinary actions for May 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Dmitry Borochin	Wells Fargo Advisors, LLC
	Chase Investment Services Corp.
Randy Lee Bostick	Janney Montgomery Scott LLC
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Jinesh Pravin Brahmbhatt	Success Trade Securities, Inc.
	LPL Financial Corporation
Thomas Andrew Buckley	Wells Fargo Advisors, LLC
	Citigroup Global Markets Inc.
Robert Chan	Western International Securities, Inc.
	US Bancorp Investments, Inc.
Rodney Clyde Cochran	Mutual of Omaha Investors Services, Inc.
Kenneth Alan Comstock	Wells Fargo Advisors, LLC
	Wells Fargo Investments, LLC
Jaime Xavier Coronado	Nelsonreid, Inc.
	Wamu Investments, Inc.
Brandon Matthew Cortez	Wells Fargo Advisors, LLC
	Edward Jones
Canela Nicole Greenwood	UBS Financial Services Inc.
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Michael Dennis Hampton	LPL Financial LLC
	Ameriprise Financial Services, Inc.
Osi Trevor Isaacs	Brookstone Securities, Inc.
	Reid & Rudiger LLC
Karen Suzanne Kane	Money Concepts Capital Corp
	OneAmerica Securities, Inc.
Aric Ellis Kent	Wells Fargo Advisors, LLC
	Wells Fargo Investments, LLC
Michael Van Lynch	Northwestern Mutual Investment Services, LLC
	Direct Capital Securities, Inc.
Rhonda Janeen Matthews	Prospera Financial Services, Inc.
	Wells Fargo Advisors Financial Network, LLC
Geoffrey Weber Murvin	Voya Financial Advisors, Inc.
	Ameriprise Financial Services, Inc.
Thomas Wayne Ottman	Advanced Advisor Group, LLC
	Benjamin F. Edwards & Company, Inc.
Markel Dashiell Petty	Direct Capital Securities, Inc.
Arra Poghossian	Scottrade, Inc.
	TD Ameritrade, Inc.
Travis Sherwood Shannon	Morgan Stanley
	Morgan Stanley & Co. Inc.
Gregory Alan Townes	Foresters Equity Services, Inc.
	Questar Capital Corporation
Kristin A. Tuchman	Ameriprise Financial Services, Inc.
	Morgan Stanley Smith Barney

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.