Neil Buysse Barred by FINRA

Permanent action follows a three-month suspension from the securities industry

According to the Financial Industry Regulatory Authority (FINRA), Neil J. Buysse has been permanently barred from practicing within the securities industry following a 2014 suspension.

Buysse was suspended on Dec. 1 following his alleged failure to respond to a FINRA request for information. As of Feb. 10, Buysse has been barred from practicing in any capacity as a broker or as an investment adviser.

Buysse had a varied 15-year career in the field, working in Florida, New York and, most recently, California prior to his suspension and eventual barring. In 1997, he was employed by Lexington Capital Corporation, a firm that was later expelled by FINRA for failing to pay fines.

Mr. Buysse was employed by J.P. Turner & Company from 2006 through 2012. J.P. Turner’s parent company Cetera Financial Group recently announced it is closing J.P. Turner, but many of its brokers will be offered new jobs at other Cetera owned broker dealers.
From December 2012 through March 2014, Buysse was registered with Liberty Partners Financial Services, LLC. According to the FINRA website, action is still pending in regards to a 2005 bankruptcy, which Buysse attributed to an alleged drop in income and significant medical bills.

If you have been financially affected by the actions of Buysse or the misconduct of any financial adviser, you may be entitled to some measures of recovery. Silver Law Group’s experienced attorneys seek to help you get back what you have lost at the hands of financial advisers.

When you first visit Silver Law Group, you can expect a complimentary consultation with a skilled attorney who can help you navigate the sometimes overwhelming landscape of securities arbitration. Every case at Silver Law Group is handled on a contingent fee basis, in which you do not pay legal fees unless we win your case.

If you have suffered loss at the hands of financial advisers like Buysse or his peers, you may have legal rights. Contact Silver Law Group today to take the first steps toward your loss recovery.