A National Securities Arbitration & Investment Fraud Law Firm

$70 MILLION Recovery for Investment Fraud
$44 MILLION Recovery for Ponzi Scheme Victims
$25 MILLION Recovery Against National Brokerage Firm
$9.1 MILLION FINRA Arbitration Award Against Brokerage Firm
$7.9 MILLION Securities Arbitration Award Against Stockbroker
$1 MILLION Securities Arbitration Award for Elder Financial Fraud
American Association for Jusice
Florida Legal Elite 2011
Legal Leaders
5th Annual Most Effective Lawyers 2009
Multi-Million Dollar Advocates Forum
Super-Lawyers
SFLG
Top 100
Public Justice

|

Silver Law Group is investigating Mondee Holdings on behalf of investors who bought or acquired Mondee Securities. If you invested in Mondee Securities and have questions about your legal rights, or if you have information relevant to this matter, contact Silver Law Group for a no-cost consultation at 800-975-4353 to discuss your potential options. Recently, Night Market Research, an equity research firm, released its report called "Mondee: Bad Trip Choking on High Interest Debt, 100% Downside." In it, the firm discussed its findings that the Austin, TX based company is facing the "probability of near-term common equity wipeout with rising default risk on growing debt balance."   In July of 2022, Mondee Holdings went public with a reverse merger with ITHAX Acquisition Corp, a SPAC, or “Special Purpose Acquisition Company.”Silver Law Group is investigating Mondee Holdings on behalf of investors who bought or acquired Mondee Securities.

If you invested in Mondee Securities and have questions about your legal rights, or if you have information relevant to this matter, contact Silver Law Group for a no-cost consultation at 800-975-4353 to discuss your potential options. Continue reading ›

|

According to FINRA Disciplinary actions for December 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  John Carlson   Capital Financial Services, Inc.
  Integrity Funds Distributor, Inc.
  John Goodwin   LPL Financial LLC
  MML Investors Servies, LLC
  Jane Terry   Raymond James Financial Services, Inc.
  Everen Securities, Inc.
  Armando Wood   Raymond James & Associates, Inc.
  UBS Financial Servies Inc.

Continue reading ›

|

According to FINRA Disciplinary actions for December 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Thomas Cole III   Charles Schwab & Co., Inc.
  Equitable Advisors, LLC
  Daniel Ditch   PFS Investments Inc.
  Stephen Jones   Equitable Advisors, LLC
  Robert Luley, Jr.   Pruco Securities, LLC
  Madison Avenue Securities, LLC
  Hector Negrete   Transamerica Financial Advisors, Inc.
  World Group Securities, Inc.
  Louis No   NYLife Securities, LLC
  Shawn O’Connell   Morgan Stanley
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chanda Park   Transamerica Financial Advisors, Inc.
  William Rodriguez

Continue reading ›

|

According to FINRA Disciplinary actions for December 2023, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:

NAME FORMER EMPLOYERS
  Michael Capolongo   Network 1 Financial Securities Inc.
  Worden Capital Management LLC
  Michael Fasciglione   Aegis Capital Corp.
  National Securities Corporation
  Isaiah Frection   NYLife Securities LLC
  Johnathan Hagood   Wells Fargo Clearing Services, LLC
  Christopher Lynch   Pruco Securities, LLC
  LPL Financial LLC
  John Rabulan   NYLife Securities LLC
  Dennis Riordan   Wynston Hill Capital, LLC
  Aeon Capital Inc
  Adriano Schultz   J.P. Morgan Securities LLC
  Wells Fargo Clearing Services, LLC
  Brittny Stagnitto
  Anthony Vadino   Equitable Advisors, LLC
  LPL Financial LLC

Continue reading ›

|

The SEC has filed a complaint against property developer Rishi Kapoor, his companies Location Ventures, LLC (LV), URBIN, LLC (URBIN) and multiple subsidiaries in relation to a $93 million fraud. In the petition, the SEC requested emergency relief, including the freezing of five bank accounts and properties to preserve assets and prevent them from being lost. Kapoor and the accused defendant companies purportedly financed their enterprise by presenting "passive investment chances" in Location Ventures and Urbin, alongside other initiatives. The SEC disagrees and indicates that this claim is false, and that Kapoor gave investors pro forma budgets with devalued costs that showed higher returns while suppressing information on the real costs. He ordered his employees “to revise or remove financial data from reports and meeting minutes, and, in some instances, continued to use the pro formas to raise additional capital," according to the complaint.The SEC has filed a complaint against property developer Rishi Kapoor, his companies Location Ventures, LLC (LV), URBIN, LLC (URBIN) and multiple subsidiaries in relation to a $93 million fraud. In the petition, the SEC requested emergency relief, including the freezing of five bank accounts and properties to preserve assets and prevent them from being lost. Continue reading ›

|

According to FINRA Disciplinary actions for November 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Charles Connors   LPL Financial LLC
  Transamerica Financial Advisors, Inc.
  Andrew Grezlak   Cambridge Investment Research, Inc.
  Heron Rattray, Jr.   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Merrill Richardson   Goldman Sachs & Co, LLC
  William Blair & Company LLC
  Michael Solomon   Maxim Group LLC
  HFP Capital Markets LLC
  Steven Thompson   Network 1 Financial Securities Inc.
  SW Financial
  Bertram Unger   Edward Jones
  Pruco Securities, LLC
  Jessica Wade
  Shane Wilhelm   Fortune Financial Services, Inc.
  Truist Investment Services, Inc.

Continue reading ›

|

According to FINRA Disciplinary actions for November 2023, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:

NAME FORMER EMPLOYERS
  David Funes   Realized Financial, Inc.
  Wealthforge Securities, LLC
  Sebastian Puznowski   Equitable Advisors, LLC
  Richard Webb   Park Avenue Securities LLC

Continue reading ›

|

According to FINRA Disciplinary actions for November 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Patrick Cavanagh   Spartan Capital securities, LLC
  National Securities Corporation
  Michael Digioia   Lampost Capital, L.C.
  Arive Capital Markets
  Dan Droeg   United Planners’ Financial Services of America
  Sagepoint Financial, Inc.
  Thomas McDevitt   Ameriprise Financial Services, Inc.
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louis Pellegriti   Spartan Capital Securities, LLC
  Worden Capital Management LLC
  Jorge Sarria   Morgan Stanley
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Daniel Snodgrass   BCG Securities, Inc.
  UBS Financial Services Inc.
  Kevin Springstead   Craft Capital Management LLC
  Arive Capital Markets
  Terry Tzagarakis   Arive Capital Markets
  Worden Capital Management LLC
  Jamie Worden   Worden Capital Management LLC
  Salomon Whitney LLC

Continue reading ›

|

Los bufetes de abogados Silver Law Group y David R. Chase P.A. han recuperado millones de dólares para los inversores de Northstar Bermuda en los Estados Unidos y en el extranjero, y recientemente presentaron una reclamación para recuperar una inversión de 2 millones de dólares en nombre de un cliente. Las firmas han formado una alianza estratégica para representar a los inversionistas de Northstar Financial Services (Bermudas) en reclamos contra los corredores de bolsa que les vendieron la inversión. Si invirtió en Northstar Financial Services (Bermudas), comuníquese con nosotros de inmediato al (800) 975-4345 para una consulta confidencial sin costo para analizar cómo podemos ayudarlo a recuperar sus pérdidas. Representamos a los inversores en base a honorarios de contingencia, por lo que no cuesta nada contratarnos. Northstar Financial Services (Bermuda) se vendió solo a inversionistas fuera de los EE. UU. y se suponía que proporcionaría ciertos beneficios, como refugios fiscales, que no estaban disponibles para los inversionistas estadounidenses. Asesores financieros y corredores de bolsa de todo Estados Unidos, incluidos Suntrust/Truist, Cetera Investment Services, Ocean Financial Services y Bankoh Investment Services, vendieron productos de Northstar Bermuda.Los bufetes de abogados Silver Law Group y David R. Chase P.A. han recuperado millones de dólares para los inversores de Northstar Bermuda en los Estados Unidos y en el extranjero, y recientemente presentaron una reclamación para recuperar una inversión de 2 millones de dólares en nombre de un cliente. Las firmas han formado una alianza estratégica para representar a los inversionistas de Northstar Financial Services (Bermudas) en reclamos contra los corredores de bolsa que les vendieron la inversión. Continue reading ›

Contact Information
Main Office
11780 W Sample Rd
Coral Springs, FL 33065
Phone: (954) 755-4799Fax: (954) 755-4684
New York Office
229 W 36th St 8th Floor
New York, NY 10018
Phone: (212) 377-5227
Florida Office
4755 Technology Way #205
Boca Raton, FL 33431
Phone: (561) 665-8613
ATTORNEY ADVERTISING

Visit our Florida Securities Whistleblower Website

We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Los Angeles, Miami, New York City, Philadelphia, Phoenix, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C. View More

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship.

Copyright © 2025, Silver Law Group
JUSTIA Law Firm Blog Design