FINRA Bars Stockbrokers For Failing To Provide FINRA With Information March 2023
According to FINRA Disciplinary actions for March 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
NAME | FORMER EMPLOYERS |
Kenwyn Belkot | LPL Financial LLC |
FSC Securities Corporation | |
Robert Calamunci Sr. | Xnergy Financial LLC |
NPPEX, LLC | |
Sevag Haddadian | Wells Fargo Clearing Services, LLC |
Morgan Stanley | |
Stefanie Hurkala | Wells Fargo Clearing Services, LLC |
First Investors Corporation | |
Pamelia Owensby | UBS Financial Services Inc. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | |
Ikenna Ubaka |