NAME |
FORMER EMPLOYERS |
David F. Bouchard |
|
Alina Brindusescu |
U.S. Bancorp Investments, Inc. |
HSBC Securities (USA) Inc. |
Francisco Javier Camacho |
J.P. Morgan Securities LLC |
Christopher Michael Cervino |
Primary Capital, LLC |
Cor Clearing LLC |
David Glenn Gott |
Ausdal Financial Partners, Inc. |
Berthel, Fisher & Company Financial Services Inc. |
Israel Guzman |
UnionBanc Investment Services, Inc. |
J.P. Morgan Securities LLC |
John Vernon Heath |
Independent Financial Group, LLC |
QA3 Financial Corp. |
Steven Shane Horton |
TD Ameritrade Clearing, Inc. |
Holly Hurley |
|
Phillip Joseph Johnson |
Wells Fargo Advisors, LLC |
Christos Angelo Kalatoudis |
Worden Capital Management LLC |
National Securities Corporation |
David Richard Kerr III |
A&F Financial Securities, Inc. |
Kenneth Joseph Kolquist |
Cetera Advisor Networks LLC |
Securities America, Inc. |
Donald Lyons |
Nativeone Institutional Trading, LLC |
Samuel Sylvanus McNinch IV |
Kestra Investment Services, LLC |
Triad Advisors, Inc. |
Krista Viola Milligan |
BBVA Securities Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc |
Mercedes Molina |
|
Kevin Michael Murphy |
BMO Harris Financial Advisors, Inc. |
LPL Financial LLC |
Robert Isaac Newell |
Merrill Lynch, Pierce, Fenner & Smith Inc |
Edward Jones |
Andrew Scott Oliveri |
UBS Financial Services Inc. |
David Thomas Owen III |
Invest Financial Corporation |
Questar Capital Corporation |
Kimberly Joyce Padgett |
GWN Securities Inc. |
Lincoln Investment |
Alfonso Papa |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
HFP Capital Markets LLC |
Paul M. Pemberton |
J.P. Morgan Securities LLC |
Chase Investment Services Corp. |
Claudia Patricia Phillips-Thompson |
State Farm VP Management Corp. |
Allstate Financial Services, LLC |
Paris Marquis Rembert |
J.P. Morgan Securities LLC |
Dennis Kevin Smith |
NativeOne Institutional Trading, LLC |
Raymond C. Forbes & Co. Inc. |
Barbara Jean Waters |
Morgan Stanley |
Citigroup Global Markets Inc. |