Former South Florida-Based RBC Broker Lisa J. Lowi Under Investigation for Litany of Energy-Related Customer Complaints
Silver Law Group is investigating former South Florida-based RBC Capital Markets (“RBC”) broker Lisa J. Lowi (CRD# 1347790) for amassing 23 customer complaints since early 2015, many of which deal with energy-related investments.
According to Lowi’s Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report, 23 customer complaints have been reported against Lowi since February 2015, of which 14 are related to investments in the energy sector. The remaining complaints do not indicate the particular investment, so more complaints could potentially concern energy sector investments.
The complaints allege millions of dollars in investor losses and damages, and five have already settled. The remaining complaints are pending, and one has been withdrawn according to FINRA records.