James Simpson Barred After Allegations Of Selling Away
James Simpson (James Earl Simpson CRD# 424828) is a former registered broker and investment adviser whose last known employer was Equitable Advisors, LLC (CRD#:6627) of Toledo, OH. His previous employer was The Equitable Life Assurance Society Of The United States (CRD#:4039) of New York, NY. He has been in the industry since 1972. Continue reading ›