FINRA Bars Stockbrokers For Failing To Provide FINRA With Information December 2020
According to FINRA Disciplinary actions for December 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
NAME | FORMER EMPLOYERS |
Michael Albarella | HSBC Securities (USA) Inc. |
People’s Securities, Inc. | |
Dean Grosskreutz | Allstate Financial Services, LLC |
Morgan Keegan & Company, Inc. |