Registered Individuals Suspended by FINRA in November 2017 for Failure to Comply with FINRA Rules

According to FINRA Disciplinary actions for November 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Joseph Orazio Degregorio	Garden State Securities, Inc.
	First Standard Financial Company LLC
Valery Vitalievich Gurin	UBS Financial Services Inc.
	Edward Jones
Levi David Lindemann	J.P. Turner & Company, LLC
	Workman Securities Corporation
John Scott Matthews	Global Arena Capital Corp
	Equities Trading Corp
Ataf Nabli	Merrill Lynch, Pierce, Fenner & Smith Inc
	Banc of America Investment Services, Inc.
Carrie Riley	Merrill Lynch, Pierce, Fenner & Smith Inc.
	Morgan Stanley
Englebert Sarmiento	Network 1 Financial Securities, Inc.
	E.J. Sterling, LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.